About the job
This job is about being a key member of the Risk and Advice team within the Wealth Advice division at E&P Financial Group. You will play a vital role in promoting compliance and enhancing the risk management framework, ensuring that the company continues to thrive in a dynamic financial landscape. The team values collaboration, learning, and the opportunity to grow together.
You'll be responsible for
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Enhancing supervision framework
Assisting in the enhancement of the Line 1 supervision, monitoring and controls framework.📈
Conducting reviews
Conducting ongoing and thematic Line 1 supervision and reviews of both investment and strategic advice.📝
Preparing reports
Preparing reports for risk and compliance committees, and senior management.Key criteria
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Bachelor's degree
Bachelor's degree in finance, commerce, or law preferred.View
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Experience in financial services
1-2 years of experience in financial planning or compliance.View
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Understanding of regulatory frameworks
Knowledge of current regulations for retail financial advice.View
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