E&P Financial Group9 jobs

Associate - Line 1 Risk & Advice

GraduateJuniorFull-timeHybridSydney NSW, AustraliaPosted 2 months agoVerified 2 weeks ago
Pending fitX of Y criteria met

About the job

This job is about being a key member of the Risk and Advice team within the Wealth Advice division at E&P Financial Group. You will play a vital role in promoting compliance and enhancing the risk management framework, ensuring that the company continues to thrive in a dynamic financial landscape. The team values collaboration, learning, and the opportunity to grow together.

You'll be responsible for

🔍

Enhancing supervision framework

Assisting in the enhancement of the Line 1 supervision, monitoring and controls framework.
📈

Conducting reviews

Conducting ongoing and thematic Line 1 supervision and reviews of both investment and strategic advice.
📝

Preparing reports

Preparing reports for risk and compliance committees, and senior management.

Key criteria

🎓

Bachelor's degree

Bachelor's degree in finance, commerce, or law preferred.

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📈

Experience in financial services

1-2 years of experience in financial planning or compliance.

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⚖️

Understanding of regulatory frameworks

Knowledge of current regulations for retail financial advice.

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5 criteria for this job
Bachelor's degree
Bachelor's degree in finance, commerce, or law preferred.

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Experience in financial services
1-2 years of experience in financial planning or compliance.

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Understanding of regulatory frameworks
Knowledge of current regulations for retail financial advice.

View

Strong communication skills
Demonstrated ability to communicate effectively with colleagues.

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Project management involvement
Some experience in managing projects within financial services.

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