Compliance Analyst
About the job
This job is about joining Vanguard's Compliance team as an Analyst, where attention to detail is key in supporting regulatory returns and managing the policy library. The impact of this role is significant, as it helps ensure compliance and supports the business in maintaining its product offerings. The team thrives on collaboration and values a culture of inclusion, making it a great fit for those who want to contribute to a mission-driven environment.
You'll be responsible for
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Preparing and lodging notifications/forms
Prepare and lodge ASIC and ASX notifications/forms to support the business teams in maintaining varying product offerings.💬
Responding to compliance inquiries
Respond to compliance inquiries and proactively address issues in collaboration with relevant subject matter experts.📚
Contributing to compliance policies
Contribute to the development and maintenance of compliance policies, procedures, and documentation; ensure materials are current and appropriately distributed.Key criteria
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Regulatory compliance experience
Minimum 3 years in regulatory, compliance, or audit roles.View
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Attention to detail
Proven ability to manage compliance inquiries effectively.View
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Policy development skills
Experience contributing to compliance policies and documentation.View
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