About the job
The Principal Adviser position at ASX is an exciting opportunity to play a senior and influential role in supervising quoted investment products and warrants markets. This job is crucial for maintaining market integrity and ensuring compliance with ASX Operating Rules. The team thrives on collaboration, diversity, and a strong sense of purpose, making it a great place to grow and contribute to a fair and dynamic marketplace.
You'll be responsible for
🔍
Overseeing issuer compliance
Identifying issues related to disclosure, product suitability, and market integrity.🤝
Engaging with issuers and advisers
Building relationships while maintaining regulatory independence is key to success.📊
Leading policy and market development
Shaping ASX’s regulatory framework to ensure it remains fit-for-purpose as markets evolve.Key criteria
📜
Tertiary qualification in relevant fields
Possession of a degree in law, finance, or related discipline.View
🕒
5-8+ years of relevant experience
Experience in capital markets, financial services, or regulatory environments.View
📊
Strong knowledge of ASX Operating Rules
Understanding of Schedules 10 and 10A and the Corporations Act.View
View more
