E&P Financial Group9 jobs

Senior Associate - Line 1 Risk & Advice

Mid levelFull-timeHybridMelbourne VIC, AustraliaPosted 2 months agoVerified 10 hours ago
Pending fitX of Y criteria met

About the job

This job is about being a dual-focus senior associate within the Wealth Advice division, where you will play a crucial role in compliance and risk management. Your work will directly impact client onboarding and ongoing due diligence, ensuring that E&P Financial Group maintains its high standards. The team thrives on collaboration, integrity, and a commitment to client success, making it a fantastic environment for personal and professional growth.

You'll be responsible for

🔧

Enhancing supervision framework

Contributing to the ongoing enhancement of the Line 1 supervision, monitoring and controls framework.
📝

Client onboarding

Overseeing end-to-end client onboarding and ongoing due diligence, including identification, verification, and screening for PEP, sanctions and adverse media.
👩‍🏫

Coaching and feedback

Coaching Advisers and Associates with real-time guidance and feedback on the provision of advice.

Key criteria

🎓

Bachelor's degree

Bachelor's degree in finance, commerce, or law preferred.

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🔍

KYC/AML compliance experience

1-2 years of experience in KYC/AML compliance within financial services.

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📊

Regulatory framework knowledge

Understanding of retail financial advice regulations and market participants.

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Meet the team

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5 criteria for this job
Bachelor's degree
Bachelor's degree in finance, commerce, or law preferred.

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KYC/AML compliance experience
1-2 years of experience in KYC/AML compliance within financial services.

View

Regulatory framework knowledge
Understanding of retail financial advice regulations and market participants.

View

Strong communication skills
Proven ability to communicate effectively, both verbally and in writing.

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Risk management interest
Demonstrated interest in managing risk in financial planning and investment advice.

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