Analyst (Wholesale Markets)
About the job
As an Analyst in ASIC's Wholesale Markets team, you will play a vital role in maintaining the integrity of Australia's financial system. Your contributions will help identify emerging risks and disrupt misconduct, ensuring a fair and efficient market for all. The team thrives on collaboration, sharing knowledge, and delivering impactful outcomes together.
You'll be responsible for
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Conducting surveillance activities
Assist or conduct intelligence gathering, surveillance activities, and project work, including onsite surveillances and desk-based reviews.📉
Analyzing compliance issues
Analyze technical, policy, and compliance issues relating to OTC markets and wholesale funds, identifying emerging risks, issues, and trends.📝
Preparing reports
Prepare reports, papers, and submissions on a broad range of technical and policy matters.Key criteria
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Relevant tertiary qualifications
Possession of qualifications in commerce, law, finance, or economics.View
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Experience analyzing complex issues
Demonstrated experience in analyzing business or policy issues.View
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Knowledge of financial services legislation
Ability to interpret and apply the Corporations Act and ASIC Act.View
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