CMC Markets ANZ15 jobs

Compliance & Operational Risk Manager

Mid levelFull-timeOfficeSydney NSW, AustraliaPosted 1 week agoVerified 2 weeks ago
Pending fitX of Y criteria met

About the job

This job is all about contributing to CMC Markets’ vision of providing the ultimate trading experience while ensuring compliance across the organization. You'll have the opportunity to develop expertise in compliance within the dynamic fintech industry, working on a variety of challenges that span the entire business. Collaboration and continuous learning are at the heart of the team culture, making it a fantastic place to grow both personally and professionally.

Meet the team

About the company

  • Explore
    • Jobs
    • Companies
    • People
    • Communities
    • Hatch Hotlist 2025
  • Hiring
    • Permanent hires
    • Student placements
  • Resources
    • Blog
    • Community stories
    • Career advice
    • Customer stories
    • Help centre
  • Hatch
    • About
    • Careers
    • Contact
    • Hatch updates
    • Media enquiries
  • © 2026 Hatch
  • Privacy
  • Terms

You'll be responsible for

🛡️

Developing risk-based monitoring programs

Creating and executing risk-based monitoring programs to identify compliance issues proactively across the business.
🤝

Managing regulatory relationships

Preparing submissions and coordinating responses to regulatory audits and information requests to maintain strong relationships with ASIC and ASX.
🎓

Designing training programs

Creating and delivering training programs to ensure colleagues understand their regulatory obligations and compliance considerations.

Key criteria

📊

Compliance experience

1-3 years of experience in compliance within financial services.

View

📜

Understanding of regulations

Proven knowledge of ASIC regulations and ASX rules.

View

📝

Strong communication skills

Demonstrated written and verbal communication abilities.

View

View more

A meaningful career starts with a match

Apply on CMC Markets ANZ
Send via their website
Think you're a good fit?See what the hiring team are looking for

View your fit

5 criteria for this job
Compliance experience
1-3 years of experience in compliance within financial services.

View

Understanding of regulations
Proven knowledge of ASIC regulations and ASX rules.

View

Strong communication skills
Demonstrated written and verbal communication abilities.

View

Analytical mindset
Experience with compliance reporting and issue identification.

View

Relevant tertiary qualification
Degree in Economics, Law, Business, or Accounting.

View

Similar jobs

View all
Datacom
Datacom
Payroll Compliance ConsultantSydney, NSW · Full-time
This job is about being a Payroll Compliance Consultant within the Payroll Product team at Datacom, where you will play a crucial role in ensuring compliance with evolving payroll legislation. Your expertise will help maintain Datacom’s reputation as a trusted payroll solution across Australia and New Zealand. The team values collaboration and flexibility, allowing you to find the best work-life balance while contributing to meaningful projects.
Starbucks
Starbucks
Compliance OfficerMelbourne, VIC · Full-time
This job is about supporting the Financial Controller at Starbucks Australia in meeting regulatory, financial, and governance obligations. By ensuring compliance and data integrity, you will play a crucial role in maintaining the company's operational excellence. The team values collaboration and aims to create a supportive environment where every partner can thrive.
Pepper Money ANZ
Pepper Money ANZ
Compliance Officer (AML)North Sydney, NSW · Full-time
The Compliance Officer (AML) job at Pepper Money is an exciting opportunity to support a dynamic business project while gaining valuable experience in AML and financial crime. This role is crucial in ensuring compliance and helping the company adapt to changes in the industry. The team thrives on collaboration and values a proactive approach, making it a great fit for someone eager to contribute to meaningful outcomes.
Commonwealth Bank
Commonwealth Bank
Analyst Global Compliance Monitoring (12-month Role)Sydney, NSW · Contract
This job is a fantastic opportunity for someone to showcase their skills in financial analysis and risk assessment within a supportive team environment. Working in the Global Compliance Monitoring team, you will play a crucial role in managing compliance requirements and contributing to process improvements. CBA values flexibility and encourages open discussions about how to make work fit your lifestyle.