ASX17 followers47 jobs

Manager Regulatory Compliance & Monitoring

Mid levelSeniorFull-timeHybridSydney NSW, AustraliaPosted 2 months agoVerified 2 months ago
Pending fitX of Y criteria met

About the job

This job is about providing risk and compliance advice within a leading global securities exchange. The impact of this position is significant as it ensures a fair and dynamic marketplace by maintaining high standards of regulatory compliance. The team thrives on collaboration and values diversity, creating an inclusive environment where everyone can contribute to their fullest potential.

Meet the team

About the company

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You'll be responsible for

🛠️

Supporting regulatory compliance

Supporting the development, implementation and continuous improvement of a consistent, enterprise-wide approach to regulatory reporting compliance across ASX.
📈

Managing Regulatory Reporting Risk

Supporting the management of Regulatory Reporting Risk across the organisation, including the conduct of risk assessments and development of the Regulatory Reporting Policy.
🔄

Monitoring implementation

Monitoring and reporting on the implementation, embedding and ongoing operation of the Regulatory Reporting Standard and associated procedures across ASX.

Key criteria

🔍

Risk management experience (4+ years)

Demonstrated experience in risk management and compliance frameworks.

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📊

Regulatory reporting knowledge

Familiarity with regulatory reporting standards and practices.

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🤝

Stakeholder engagement skills

Ability to build trusted relationships with diverse stakeholders.

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View more

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Think you're a good fit?See what the hiring team are looking for

View your fit

5 criteria for this job
Risk management experience (4+ years)
Demonstrated experience in risk management and compliance frameworks.

View

Regulatory reporting knowledge
Familiarity with regulatory reporting standards and practices.

View

Stakeholder engagement skills
Ability to build trusted relationships with diverse stakeholders.

View

Operational risk improvement experience
Experience enhancing operational risk environments and culture.

View

Legal expertise in finance (nice to have)
Knowledge of legal aspects in financial or similar industries.

View

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