Manager Advice Risk & Compliance
About the job
The Manager, Advice Risk & Compliance at CFS plays a vital role in ensuring that advice delivered through various channels meets regulatory requirements and serves the best interests of members. This position is crucial for maintaining compliance and fostering a strong risk culture within the organization. The team thrives on collaboration, celebrating individuality, and supporting each other in achieving financial freedom for customers.
You'll be responsible for
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Managing AFSL requirements and obligations
Overseeing the management of AFSL requirements and obligations to ensure compliance.🛠️
Developing compliance frameworks
Creating and maintaining key compliance frameworks, including controls, policies, and procedures.👥
Monitoring financial advisers
Supervising financial advisers, including advice assurance and onboarding/offboarding processes.Key criteria
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Risk and compliance advisory experience
Solid experience in risk and compliance within financial advice businesses.View
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Relevant degree qualification
Degree in Law, Finance, or related field is essential.View
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Understanding of regulatory landscape
Strong grasp of the Corporations Act and wealth management regulations.View
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