About the job
The Principal Adviser position at ASX offers an exciting opportunity to contribute to the Participants Compliance Monitoring and Review team. This job plays a vital role in ensuring compliance with ASX Operating Rules, fostering a culture of transparency and accountability. Team members thrive in a collaborative environment that values diversity and inclusion, making it a great place to grow your career.
You'll be responsible for
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Assisting in managing compliance relationships
Managing the compliance relationship between ASX Group and its participants as it relates to the monitoring and review program.🔍
Conducting monitoring reviews
Conducting monitoring reviews, escalating areas of concern, and providing input for enhancements.📊
Preparing management reporting
Preparing management and industry reporting on outcomes of the monitoring and review program.Key criteria
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Financial products knowledge
Broad understanding of equities, bonds, and derivatives.View
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Compliance and risk methodologies
Sophisticated knowledge and practical application of compliance frameworks.View
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Exceptional communication skills
Strong verbal and written skills for effective stakeholder engagement.View
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