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Vice President, APAC Control Room and Private-side Advisory

SeniorFull-timeOfficeSydney NSW, AustraliaPosted 18 hours agoVerified 3 days ago
Pending fitX of Y criteria met

About the job

As the Vice President of APAC Control Room and Private-side Advisory, you will play a crucial role in ensuring compliance for Capital Markets businesses in Australia. Your expertise will help maintain adherence to regulations while fostering collaboration across teams. The environment is dynamic and supportive, encouraging growth and innovation.

You'll be responsible for

🔗

Performing control room functions

Acting as a conduit between Investment Banking, Research, and other Capital Markets businesses to manage conflicts and handle inside information issues.
🤝

Collaborating with employees

Pro-actively collaborating with employees of Research and Global Investment Banking on regulatory matters.
📊

Monitoring compliance

Undertaking monitoring, including Control Room and email monitoring, and developing the monitoring program.

Key criteria

📜

University degree in Law

Possession of a relevant degree to ensure legal compliance expertise.

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📊

5+ years compliance experience

Demonstrated experience in compliance within financial markets.

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🔍

Knowledge of regulatory frameworks

Understanding of ASIC, ASX, and Cboe rules for compliance.

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View more

Meet the team

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5 criteria for this job
University degree in Law
Possession of a relevant degree to ensure legal compliance expertise.

View

5+ years compliance experience
Demonstrated experience in compliance within financial markets.

View

Knowledge of regulatory frameworks
Understanding of ASIC, ASX, and Cboe rules for compliance.

View

Excellent communication skills
Ability to convey complex information clearly to diverse audiences.

View

Strong interpersonal skills
Proven ability to collaborate effectively with various teams.

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