About the job
This job is about providing essential compliance advisory services within the Global Markets Compliance & Operational Risk Control team. The impact of this role is significant, as it ensures that the business adheres to regulatory requirements while supporting new initiatives and transactions. Collaboration is key, as the team works together to enhance compliance frameworks and deliver high-quality services.
You'll be responsible for
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Providing guidance
Delivering independent and timely guidance on compliance issues related to business operations and regulatory developments.đ
Assessing compliance risks
Identifying, reporting, and tracking compliance risks to ensure regulatory requirements are met.đ
Drafting compliance documents
Creating and updating manuals, Compliance Notices, policies, and procedures in response to regulatory changes.What we're looking for
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6+ years in compliance
Demonstrated experience in a relevant compliance or regulatory environment.View
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Knowledge of Global Markets
Sound understanding of Investment Bank and Global Markets products.View
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Understanding of ASIC regulations
Proven knowledge of applicable ASIC rules and regulations.View
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